Legal requirements

As a member of the VQF Financial Services Standards Association, we comply with the Swiss Regulatory Organisation SRO and the Industry Organisation for independent Asset Managers IOAM.

The general assembly of Optimus Family and Wealth Management AG chose BDO AG, Zurich as auditors according to article 727ff. of the Swiss Code of Obligations (hereafter “OR”) for the purposes of the limited audit of the financial statements according to OR.

Auditor’s Report for the limited audit for the business year from 1/1/2020 to 31/12/2020. (PDF)

FIDLEG/FINIG

The two new FIDLEG and FINIG acts came into force as of 1 January 2020 – the Financial Services Act (FIDLEG) and the Financial Institutions Act (FINIG) will govern Swiss asset managers’ obligations with regard to licensing and conduct in future. Under this regime, asset managers are licensed by FINMA and supervised by a supervisory organisation. Optimus Family and Wealth Management AG is also subject to this regime and has submitted its notification to FINMA on time. Further, more detailed information is available here:

Optimus Family and Wealth Management AG

Bahnhofstrasse 106
8001 Zurich | Switzerland
T +41 (0)44 228 66 71
F +41 (0)44 228 66 76

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